401(k)
We have teamed up with BenefitStreet and Dimensional Fund Advisors to offer our clients a truly unique 401(k) program that will provide plan participants with semi-personalized professionaly designed portfolios, ongoing education, and provide plan sponsors and trustees with the ability to conform to Department of Labor 404(c) regulations. Our team offers the followings services to our clients:

  • Design of a 401(k) plan that will provide participants with a selection of professionally constructed, passively managed, asset class portfolios with automatic rebalancing.

  • Design of a 401(k) program that makes it easy for plan participants, by requiring participants to only select a portfolio appropriate for their risk tolerances and time horizon.

  • Provide participants access to no-load, institutional passive asset class mutual funds that provide what we believe are the best building blocks to implement MPT.
    • Provide ongoing investment education to participants that will enable diligent participants to retire with
    • The knowledge to develop a diversified portfolio
    • The ability to evaluate and select from among the multitude of investment products offered to them at retirement
    • The ability to evaluate investment information provided by the media
    • The ability to access investment information resources on the Internet
    • An understanding of efficient markets
    • An understanding of risk and return
    • An understanding of the impact of expenses on investment return and how to identify the related investment expenses

  • Reduction of fiduciary liability through improved compliance with Department of Labor regulation 404(c) and adherence to the prudent investor rule restatement.

  • State of the art web based record keeping system provided by alliance with BenefitStreet.

  • Design and implementation of the 401(k) plan from start to finish.

  • Compliance testing.

  • Prepare 5500 and other government filings.

 

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